DO YOU HAVE A GUNN ALLEN SECURITES ACCOUNT?
MORE FREE INFO AT HTTP://WWW.WORLDVIEWDIRECT.NET
As a FINRA member, GunnAllen is required to maintain a certain level of capital reserves. The amount of capital required in order to operate varies based upon a combination of factors including, but not limited to, the business activities and the liabilities and/or claims against GunnAllen. After the close of business on Friday, March 19, 2010, GunnAllen could not continue operations as a broker/dealer due to its current capital level and, accordingly, GunnAllen is now restricted to taking liquidating transactions only. Furthermore, we are currently working toward an orderly shut-down of the company and expect to cease operations. Please contact your former GunnAllen Financial registered representative for questions about your account. Your assets are not at risk by GunnAllen’s cessation of business. However, invested assets remain at risk due to potential market fluctuations.
For Brokerage Accounts Held at Ridge Clearing & Outsourcing Solutions
You may also contact Ridge Clearing at 866-903-6981 regarding your account. You may also have another brokerage firm contact Ridge Clearing in order to transfer your assets to another brokerage firm. If you want to liquidate your account and have the proceeds delivered to you, please contact Ridge at 866-903-6981. You may also log into your account by clicking here (Note: All users must register as a New User to access their account online. Online access will be available through the end of April.) If you have already initiated a transfer of your account to another Broker, please disregard this message.
For Direct Accounts Held Directly with an Investment Company and/or Issuer/Sponsor (Mutual Fund, Variable Annuity, etc.)
At this time, we are asking you to transfer your account from GunnAllen to a brokerage firm of your choice. If you have already initiated a transfer of your account to another brokerage firm, there is no need to take any action. Please contact a brokerage firm of your choice to make arrangements for the transfer of your account to the new firm.
As a FINRA member, GunnAllen is required to maintain a certain level of capital reserves. The amount of capital required in order to operate varies based upon a combination of factors including, but not limited to, the business activities and the liabilities and/or claims against GunnAllen. After the close of business on Friday, March 19, 2010, GunnAllen could not continue operations as a broker/dealer due to its current capital level and, accordingly, GunnAllen is now restricted to taking liquidating transactions only. Furthermore, we are currently working toward an orderly shut-down of the company and expect to cease operations. Please contact your former GunnAllen Financial registered representative for questions about your account. Your assets are not at risk by GunnAllen’s cessation of business. However, invested assets remain at risk due to potential market fluctuations.
For Brokerage Accounts Held at Ridge Clearing & Outsourcing Solutions
You may also contact Ridge Clearing at 866-903-6981 regarding your account. You may also have another brokerage firm contact Ridge Clearing in order to transfer your assets to another brokerage firm. If you want to liquidate your account and have the proceeds delivered to you, please contact Ridge at 866-903-6981. You may also log into your account by clicking here (Note: All users must register as a New User to access their account online. Online access will be available through the end of April.) If you have already initiated a transfer of your account to another Broker, please disregard this message.
For Direct Accounts Held Directly with an Investment Company and/or Issuer/Sponsor (Mutual Fund, Variable Annuity, etc.)
At this time, we are asking you to transfer your account from GunnAllen to a brokerage firm of your choice. If you have already initiated a transfer of your account to another brokerage firm, there is no need to take any action. Please contact a brokerage firm of your choice to make arrangements for the transfer of your account to the new firm.
This firm has been in business a long long time.
ReplyDelete